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Seema Savalia Patel

Prudential Investment Management Services LLC

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About Seema Savalia Patel

Seema Savalia Patel is a financial professional with experience in the securities industry. Seema Savalia Patel has been in the industry since April 27, 2015. Seema Savalia Patel is currently registered with Prudential Investment Management Services LLC and holds Series 7 and SIE licenses. Seema Savalia Patel previously worked at DEAWM DISTRIBUTORS, INC.

Firm Information

Seema Patel is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Seema Patel’s Registration & Firm History

NJ

03/07/2016 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

NY

04/02/2015 - 02/09/2016

DEAWM DISTRIBUTORS, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Seema Savalia Patel.
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