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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seema? Claim Your ProfileSeema Kinra is a financial advisor with over 15 years of experience in the financial services industry. Seema has worked with clients across various sectors, including high-net-worth individuals, corporations, investment companies, and pension plans. Seema has been registered with Robert W. Baird & Co. Inc. since 2023. Prior to that, Seema worked at Raymond James & Associates, Inc. and Morgan Stanley. Seema holds a Series 63, Series 66, Series 7, Series 9, Series 10, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CO
04/02/2024 - Present
Robert W. Baird & Co. Inc. (Boulder CO)
CO
07/05/2019 - 12/31/2022
RAYMOND JAMES & ASSOCIATES, INC. (DENVER CO)
IL
06/01/2009 - 08/14/2015
MORGAN STANLEY (CHICAGO IL)
IL
08/08/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
NA
12/02/2003 - 01/03/2007
GE INVESTMENT DISTRIBUTORS, INC (GURGAON, HARAYANA )
BOTH
Issued 01/24/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/05/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/03/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/14/2015
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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