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See wan Yung

Moomoo Financial Inc.

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About See wan Yung

See wan Yung is a financial professional registered with Moomoo Financial Inc. and Futu Clearing Inc., both actively operating in the broker-dealer space. See wan Yung holds a Series 27 license, having passed the Financial and Operations Principal Examination in February 2019. See wan Yung has been in the industry since February 2019. Previously, See wan Yung was affiliated with Velox Clearing LLC in Miami, Florida, and Moomoo Financial Inc. in Jersey City, New Jersey.

Firm Information

See wan Yung is currently registered with Moomoo Financial Inc.. Moomoo Financial Inc. is a Corporation that was formed on December 17, 2015. It is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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See wan Yung’s Registration & Firm History

NJ

04/03/2024 - Present

Moomoo Financial Inc. (JERSEY CITY NJ)

NJ

05/12/2022 - 10/24/2022

MOOMOO FINANCIAL INC. (JERSEY CITY NJ)

FL

02/27/2019 - 05/14/2021

VELOX CLEARING LLC (MIAMI FL)

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Licenses & Designations

BC

Issued 02/27/2019

Series 27 - Financial and Operations Principal Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for See wan Yung.
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