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Seda Arca

Smbc Nikko Securities America, Inc.

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About Seda Arca

Seda Arca is a financial professional with over a decade of experience in the securities industry. Seda currently works at Smbc Nikko Securities America, Inc., where they are actively registered. Previously, Seda held positions at J.P. Morgan Securities LLC, Deutsche Bank Securities Inc., RBC Capital Markets, LLC and Goldman Sachs & Co. LLC. Seda holds multiple licenses including Series 7, Series 55, Series 57TO and SIE.

Firm Information

Seda Arca is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Seda Arca’s Registration & Firm History

NY

10/31/2023 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

09/11/2020 - 07/10/2023

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

09/05/2019 - 09/09/2020

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

04/02/2018 - 07/09/2019

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

06/30/2015 - 04/26/2018

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

NY

09/15/2010 - 07/06/2015

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/16/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/14/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Seda Arca.
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