Unclaimed
Sebastien Cottrell is a registered representative with Deutsche Bank Securities Inc. Sebastien has been in the securities industry since March 16, 2009 and is licensed in all 50 states. Prior to joining Deutsche Bank Securities Inc., Sebastien worked at BNP Paribas Securities Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Sebastien holds the Series 4, 7, 24, 57TO and SIE licenses and has extensive experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
06/24/2010 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
04/28/2009 - 04/16/2010
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
05/01/2008 - 08/19/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 05/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2022
Series 4 - Registered Options Principal Examination
BC
Issued 01/22/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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