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Sebastian Rodriguez-boulan

Mizuho Securities USA LLC

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About Sebastian Rodriguez-boulan

Sebastian Rodriguez-boulan has been in the securities industry since 2004. Sebastian is currently registered with Mizuho Securities USA LLC and is Series 7, Series 24, Series 3, Series 4, Series 55, Series 63 and SIE licensed. Sebastian was previously employed by CRT Capital Group LLC, BNP Paribas Securities Corp. and Morgan Stanley & Co. Incorporated. Sebastian has a total of 52 state licenses.

Firm Information

Sebastian Rodriguez-boulan is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sebastian Rodriguez-boulan’s Registration & Firm History

NY

07/06/2016 - Present

Mizuho Securities USA LLC (NEW YORK NY)

CT

09/30/2013 - 06/09/2016

CRT CAPITAL GROUP LLC (STAMFORD CT)

NY

04/26/2011 - 07/16/2013

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

01/26/2004 - 04/29/2011

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/25/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/26/2007

Series 4 - Registered Options Principal Examination

BC

Issued 11/14/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/04/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/26/2004

Series 3 - National Commodity Futures Examination

BC

Issued 01/23/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sebastian Rodriguez-boulan.
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