Unclaimed
Sebastian Ramos is a financial advisor with Snowden Capital Advisors LLC based in New York, NY. Sebastian has been in the industry since January 27, 2012 and is registered in 50 states and 2 territories. Sebastian has licenses for both Broker-Dealer and Investment Advisor. Sebastian holds a Series 7, 63, 66, 9, and 10 licenses. Prior to joining Snowden Capital Advisors LLC, Sebastian worked for WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC and WELLS FARGO CLEARING SERVICES, LLC. Sebastian specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/22/2024 - Present
Snowden Capital Advisors LLC (NEW YORK NY)
FL
12/20/2019 - 02/01/2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MIAMI FL)
FL
04/30/2019 - 02/01/2024
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
03/03/2016 - 03/09/2018
SCOTTRADE, INC. (AVENTURA FL)
FL
06/17/2008 - 09/10/2013
SCOTTRADE, INC. (PEMBROKE PINES FL)
BOTH
Issued 02/10/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/15/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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