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Sebastian Phillip Minaudo

Northwestern Mutual Investment Services, LLC

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About Sebastian Phillip Minaudo

Sebastian Minaudo is a financial advisor with over 35 years of experience in the industry. Sebastian currently works for Northwestern Mutual Investment Services, LLC. Prior to this, Sebastian worked for Robert W. Baird & Co. Incorporated and Capital Analysts, Incorporated. Sebastian is registered in 21 states and holds licenses to sell securities and investment advisory services. Sebastian is a Chartered Financial Consultant and has a strong track record of helping clients achieve their financial goals. Sebastian is dedicated to providing personalized financial advice to help individuals and families reach their financial objectives.

Firm Information

Sebastian Minaudo is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Sebastian Minaudo’s Registration & Firm History

MI

01/01/2025 - Present

Northwestern Mutual Investment Services, LLC (Troy MI)

WI

03/02/1990 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

OH

01/21/1987 - 12/05/1989

CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)

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Licenses & Designations

BOTH

Issued 02/08/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/20/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sebastian Phillip Minaudo.
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