Unclaimed
Sebastian Ramos has been in the financial industry since July 25, 2004 and currently works for Institutional Cash Distributors, LLC. Sebastian holds Series 6, 7, and 63 licenses. Sebastian has a Series SIE license and holds active registrations in California. Sebastian was previously employed at Merriman Curhan Ford & Co. and Columbia Management Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/17/2009 - Present
Institutional Cash Distributors, LLC (Golden CO)
NY
10/30/2006 - 04/30/2010
MERRIMAN CURHAN FORD & CO. (NEW YORK NY)
MA
05/21/2004 - 08/25/2006
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 07/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2007
Series 7 - General Securities Representative Examination
BC
Issued 05/20/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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