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Sebastian Michael Hoppe

LPL Financial LLC

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About Sebastian Michael Hoppe

Sebastian Hoppe is an investment advisor representative with LPL Financial LLC. Sebastian has been in the industry for over 30 years and has a wealth of experience in the financial services industry. Sebastian holds multiple licenses and registrations, including Series 7, 63, 66, and 79. Sebastian has previously held positions at several other firms, including Morgan Stanley, Leumi Investment Services Inc., and United Planners' Financial Services of America A Limited Partner. Sebastian is committed to providing his clients with personalized financial advice and guidance. Sebastian is a highly experienced and knowledgeable financial professional who can help you reach your financial goals.

Firm Information

Sebastian Hoppe is currently registered with LPL Financial LLC. LPL Financial LLC is a Limited Liability Company formed in 2010 and headquartered in Fort Mill, South Carolina. It provides advisory services including financial planning, pension consulting, and portfolio management for individuals and businesses. The firm manages over $463 billion in assets for a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. LPL Financial is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
LPL Financial LLC

1055 LPL WAY

FORT MILL, SC 29715

$463.48B

Assets Under Management

168,915

Total Clients

21,775

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Sebastian Hoppe’s Registration & Firm History

CA

05/22/2024 - Present

LPL Financial LLC (SAN DIEGO CA)

NE

01/16/2019 - 10/07/2019

NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)

CA

09/12/2017 - 11/06/2018

LEUMI INVESTMENT SERVICES INC. (Los Angeles CA)

CA

01/30/2017 - 05/03/2017

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CALABASAS CA)

CA

05/06/2013 - 07/01/2016

MORGAN STANLEY (LOS ANGELES CA)

CA

03/01/2012 - 11/19/2012

B. RILEY & CO., LLC (LOS ANGELES CA)

CA

12/09/2011 - 02/13/2012

TEJAS SECURITIES GROUP, INC. (LOS ANGELES CA)

NY

03/09/2011 - 11/08/2011

FBR CAPITAL MARKETS & CO. (NEW YORK NY)

NY

11/24/2009 - 02/17/2011

CHAPDELAINE & CO. (NEW YORK NY)

CA

01/23/2003 - 03/11/2008

COLDWATER SECURITIES INCORPORATED (BEVERLY HILLS CA)

NY

09/14/1998 - 07/19/2001

JEFFERIES & COMPANY, INC. (NEW YORK NY)

CA

04/29/1997 - 08/22/1997

STROME SECURITIES, L.P. (SANTA MONICA CA)

CA

08/19/1994 - 01/27/1997

STROME SECURITIES, L.P. (SANTA MONICA CA)

CA

06/06/1991 - 04/08/1994

DABNEY/RESNICK, INC. (BEVERLY HILLS CA)

CA

05/07/1990 - 06/18/1991

CANYON PARTNERS INCORPORATED (LOS ANGELES CA)

NA

10/19/1983 - 05/03/1984

MORGAN STANLEY & CO., INCORPORATED

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Licenses & Designations

BOTH

Issued 06/01/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/11/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/26/1984

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/2012

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 04/21/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Sebastian Michael Hoppe.
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