Unclaimed
Sebastian Hoppe is an investment advisor representative with LPL Financial LLC. Sebastian has been in the industry for over 30 years and has a wealth of experience in the financial services industry. Sebastian holds multiple licenses and registrations, including Series 7, 63, 66, and 79. Sebastian has previously held positions at several other firms, including Morgan Stanley, Leumi Investment Services Inc., and United Planners' Financial Services of America A Limited Partner. Sebastian is committed to providing his clients with personalized financial advice and guidance. Sebastian is a highly experienced and knowledgeable financial professional who can help you reach your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/22/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
NE
01/16/2019 - 10/07/2019
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
CA
09/12/2017 - 11/06/2018
LEUMI INVESTMENT SERVICES INC. (Los Angeles CA)
CA
01/30/2017 - 05/03/2017
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CALABASAS CA)
CA
05/06/2013 - 07/01/2016
MORGAN STANLEY (LOS ANGELES CA)
CA
03/01/2012 - 11/19/2012
B. RILEY & CO., LLC (LOS ANGELES CA)
CA
12/09/2011 - 02/13/2012
TEJAS SECURITIES GROUP, INC. (LOS ANGELES CA)
NY
03/09/2011 - 11/08/2011
FBR CAPITAL MARKETS & CO. (NEW YORK NY)
NY
11/24/2009 - 02/17/2011
CHAPDELAINE & CO. (NEW YORK NY)
CA
01/23/2003 - 03/11/2008
COLDWATER SECURITIES INCORPORATED (BEVERLY HILLS CA)
NY
09/14/1998 - 07/19/2001
JEFFERIES & COMPANY, INC. (NEW YORK NY)
CA
04/29/1997 - 08/22/1997
STROME SECURITIES, L.P. (SANTA MONICA CA)
CA
08/19/1994 - 01/27/1997
STROME SECURITIES, L.P. (SANTA MONICA CA)
CA
06/06/1991 - 04/08/1994
DABNEY/RESNICK, INC. (BEVERLY HILLS CA)
CA
05/07/1990 - 06/18/1991
CANYON PARTNERS INCORPORATED (LOS ANGELES CA)
NA
10/19/1983 - 05/03/1984
MORGAN STANLEY & CO., INCORPORATED
BOTH
Issued 06/01/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/1984
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
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