Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sebastian? Claim Your ProfileSebastian Louis Ridd is a financial professional with over 10 years of experience in the industry. Sebastian is currently registered with HRT Financial LP in New York, NY. Sebastian has a strong background in both broker-dealer and investment advisor activities. Sebastian previously held roles with Citigroup Global Markets Inc., Lehman Brothers Inc., Goldman, Sachs & Co., and Spear, Leeds & Kellogg, L.P. Sebastian has a wide range of licenses and qualifications, including Series 3, 4, 7, 24, 55, and 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/07/2023 - Present
HRT Financial LP (New York NY)
NY
07/13/2012 - 05/17/2018
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/15/2003 - 03/01/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/21/2001 - 07/22/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
02/26/2001 - 05/15/2001
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
BC
Issued 07/23/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/27/2012
Series 4 - Registered Options Principal Examination
BC
Issued 05/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2012
Series 3 - National Commodity Futures Examination
BC
Issued 09/07/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/12/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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