Unclaimed
Sebastian Kato murakami is a financial advisor currently registered with Open To The Public Investing, Inc. and has been in the industry since 2012. Sebastian has a wide range of experience, having worked with several firms including FARMERS FINANCIAL SOLUTIONS, LLC, UNIONBANC INVESTMENT SERVICES, LLC and J.P. MORGAN SECURITIES LLC. Sebastian holds multiple licenses, including Series 6, 7, 26, 51, 63 and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/10/2023 - Present
Open TO THE Public Investing, Inc. (New York NY)
CA
10/27/2014 - 09/28/2023
FARMERS FINANCIAL SOLUTIONS, LLC (Westlake Village CA)
CA
12/05/2013 - 10/22/2014
UNIONBANC INVESTMENT SERVICES, LLC (NEWPORT BEACH CA)
CA
10/01/2012 - 09/12/2013
J.P. MORGAN SECURITIES LLC (BURLINGAME CA)
CA
05/18/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BURLINGAME CA)
IA
Issued 05/23/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2015
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/16/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2016
Series 7 - General Securities Representative Examination
BC
Issued 05/17/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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