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Sebastian Jones

Pershing LLC

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About Sebastian Jones

Sebastian Jones is a financial professional with over 25 years of experience in the industry. Sebastian is currently registered with Pershing LLC in Lake Mary, FL. Prior to joining Pershing LLC, Sebastian was registered with Joseph Gunnar & Co. LLC in Uniondale, NY; Joseph Stevens & Company, Inc. in Brooklyn, NY; The Boston Group in Los Angeles, CA; W.J. Nolan & Company, Inc. in New York, NY; and Meyers Pollock Robbins, Inc. in New York, NY. Sebastian holds Series 7, 63, 52TO, 99TO, and SIE licenses.

Firm Information

Sebastian Jones is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sebastian Jones’s Registration & Firm History

FL

11/16/2000 - Present

Pershing LLC (LAKE MARY FL)

NY

10/22/1999 - 06/01/2000

JOSEPH GUNNAR & CO. LLC (UNIONDALE NY)

NY

06/05/1998 - 10/27/1999

JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)

CA

08/27/1997 - 03/10/1998

THE BOSTON GROUP (LOS ANGELES CA)

NY

06/05/1997 - 08/30/1997

W.J. NOLAN & COMPANY, INC. (NEW YORK NY)

CA

03/28/1997 - 06/04/1997

THE BOSTON GROUP (LOS ANGELES CA)

NY

10/17/1996 - 01/24/1997

JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)

NY

08/06/1996 - 09/20/1996

MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/13/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sebastian Jones.
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