Invested Better
Unclaimed

Unclaimed

Unclaimed

Sebastian Friedrich Brandt

Mizuho Securities USA LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Sebastian? Claim Your Profile

About Sebastian Friedrich Brandt

Sebastian Brandt is a financial professional with over 10 years of experience in the securities industry. Sebastian holds the Series 7, Series 24, Series 57TO, and Series 63 licenses and is registered to conduct business in all 50 states and the District of Columbia. Sebastian is currently employed by Mizuho Securities USA LLC. Previously, Sebastian worked at WELLS FARGO SECURITIES, LLC and CREDIT SUISSE SECURITIES (USA) LLC. Sebastian is an active member of the financial community and is dedicated to providing clients with personalized financial advice and guidance.

Firm Information

Sebastian Brandt is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Sebastian Brandt’s Registration & Firm History

NY

09/10/2019 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

06/30/2015 - 09/11/2019

WELLS FARGO SECURITIES, LLC (NEW YORK NY)

NY

12/21/2011 - 07/02/2015

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

Not sure if Sebastian Friedrich Brandt is right for you?

Licenses & Designations

BC

Issued 03/13/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/26/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sebastian Friedrich Brandt.
Not sure if Sebastian Friedrich Brandt is right for you?