Unclaimed
Sebastian Brandt is a financial professional with over 10 years of experience in the securities industry. Sebastian holds the Series 7, Series 24, Series 57TO, and Series 63 licenses and is registered to conduct business in all 50 states and the District of Columbia. Sebastian is currently employed by Mizuho Securities USA LLC. Previously, Sebastian worked at WELLS FARGO SECURITIES, LLC and CREDIT SUISSE SECURITIES (USA) LLC. Sebastian is an active member of the financial community and is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/10/2019 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
06/30/2015 - 09/11/2019
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
12/21/2011 - 07/02/2015
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 03/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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