Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sebastian? Claim Your ProfileSebastian Correa-plaza is an experienced financial professional with over 14 years of experience in the securities industry. Sebastian has held positions at several prominent firms, including BNP Paribas Securities Corp., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. LLC, and Standard Chartered Securities (North America) Inc. Sebastian is currently registered with SG Americas Securities, LLC, where Sebastian specializes in providing investment advice to individual and institutional clients. Sebastian holds the Series 7, Series 24, Series 63, and SIE licenses and is registered in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/22/2023 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
12/19/2022 - 05/02/2023
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
08/13/2021 - 12/21/2022
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
04/13/2017 - 03/10/2020
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
06/21/2010 - 01/03/2017
STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. (NEW YORK NY)
NY
06/08/2007 - 06/11/2010
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
BC
Issued 05/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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