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Sebastian Barbero

Ernst & Young Capital Advisors, LLC

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About Sebastian Barbero

Sebastian Barbero is a financial advisor with Ernst & Young Capital Advisors, LLC. Sebastian's career in the financial services industry spans over 5 years and began in May 2019. Sebastian is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 79TO, Series 87, Series 86, Series 7TO, and SIE licenses. Sebastian holds active registrations with the states of Georgia, Indiana, New York, and Pennsylvania.

Firm Information

Sebastian Barbero is currently registered with Ernst & Young Capital Advisors, LLC. Ernst & Young Capital Advisors, LLC is a Limited Liability Company formed on November 6, 2009. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sebastian Barbero’s Registration & Firm History

NY

07/01/2021 - Present

Ernst & Young Capital Advisors, LLC (New York NY)

NY

05/28/2019 - 07/06/2021

JEFFERIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/18/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/19/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/23/2019

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/16/2019

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 05/28/2019

Series 7TO - General Securities Representative Examination

BC

Issued 04/29/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sebastian Barbero.
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