Unclaimed
Sebastian Barbero is a financial advisor with Ernst & Young Capital Advisors, LLC. Sebastian's career in the financial services industry spans over 5 years and began in May 2019. Sebastian is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 79TO, Series 87, Series 86, Series 7TO, and SIE licenses. Sebastian holds active registrations with the states of Georgia, Indiana, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/01/2021 - Present
Ernst & Young Capital Advisors, LLC (New York NY)
NY
05/28/2019 - 07/06/2021
JEFFERIES LLC (NEW YORK NY)
BC
Issued 06/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/23/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/16/2019
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/29/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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