Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seann? Claim Your ProfileSeann B. Wooten is a financial advisor with over 15 years of experience. Seann is currently registered with J.P. Morgan Securities LLC in Sarasota, FL. Prior to joining J.P. Morgan Securities LLC, Seann worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, UBS FINANCIAL SERVICES INC., MORGAN STANLEY & CO. INCORPORATED, GUNNALLEN FINANCIAL, INC, and LADENBURG CAPITAL MANAGEMENT INC. Seann has a strong track record of success in providing financial advice to a wide range of clients, including individuals, families, businesses, and institutions. Seann holds the Series 7, Series 31, Series 55, Series 63, and Series 65 licenses. Seann is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
06/27/2018 - Present
J.p. Morgan Securities LLC (SARASOTA FL)
FL
08/07/2015 - 07/06/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VENICE FL)
FL
09/30/2008 - 07/15/2015
UBS FINANCIAL SERVICES INC. (CLEARWATER FL)
FL
06/07/2007 - 10/06/2008
MORGAN STANLEY & CO. INCORPORATED (ST. PETERSBURG FL)
FL
02/10/2004 - 03/23/2007
GUNNALLEN FINANCIAL, INC (TAMPA FL)
NY
07/16/2002 - 08/27/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
IA
Issued 08/03/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 04/05/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/15/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Seann Wooten is the right advisor for you? Invested Better is here to help.
