Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seanice? Claim Your ProfileSeanice Austin is an investment advisor representative at PFS Investments Inc. Seanice is licensed to provide investment advice in Connecticut, Florida, Georgia, Missouri, Pennsylvania, South Carolina, and Virginia. Seanice has been in the securities industry for over two years and is a registered representative with both FINRA and the state of Connecticut. Seanice holds Series 63, 65, and 26 licenses as well as the SIE exam. Seanice specializes in providing financial planning and portfolio management services to individuals. Seanice is also part-time owner of a short-term rental business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CT
11/16/2023 - Present
PFS Investments Inc. (GRISWOLD CT)
IA
Issued 11/06/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/21/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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