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Sean Yan Tanabe

CRC-IB

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About Sean Yan Tanabe

Sean Yan Tanabe is a financial professional with a strong foundation in the industry. Sean Yan Tanabe holds a Series 79TO, Series 63, and SIE licenses, demonstrating a commitment to professional development. Sean Yan Tanabe currently works at CRC-IB.

Firm Information

Sean Tanabe is currently registered with CRC-IB. CRC-IB is a Limited Liability Company formed on January 14, 2011, and is registered in 36 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Tanabe’s Registration & Firm History

NY

07/11/2023 - Present

CRC-IB (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/25/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/11/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/24/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Yan Tanabe.
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