Unclaimed
Sean Sabol is a financial advisor with Vanguard Advisers, Inc., in Charlotte, North Carolina. Sean has been in the financial services industry since October 1, 2017 and is registered with the state of North Carolina as both a broker and an investment advisor representative. Sean also holds Series 7 and Series 66 securities licenses. Sean specializes in financial planning, portfolio management for individuals, businesses, and pooled investment vehicles, and the selection of other advisors. Sean is also an employee of the Vanguard Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
10/01/2019 - Present
Vanguard Advisers, Inc. (CHARLOTTE NC)
BOTH
Issued 09/25/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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