Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Rooney is a financial advisor with over 20 years of experience in the industry. Sean is a registered representative of Hightower Advisors, LLC and holds several industry certifications, including Series 7, Series 6, Series 63 and Series 66. Sean specializes in providing financial planning, investment management and treasury management services to a wide range of clients, including individuals, families, businesses, and institutions. Sean is committed to helping clients achieve their financial goals by providing personalized advice and strategies. Prior to joining Hightower Advisors, LLC Sean worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Credit Suisse First Boston Corporation and Delaware Distributors, L.P. Sean is a CFA charterholder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
NY
09/16/2024 - Present
Hightower Advisors, LLC (New York NY)
NY
08/16/2000 - 07/09/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/07/1999 - 09/03/1999
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
PA
01/19/1996 - 08/11/1998
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
BOTH
Issued 10/10/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/16/2019
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/18/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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