linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Sean William McCauley

RFG Advisory, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Sean? Claim Your Profile

About Sean William McCauley

Sean McCauley is a financial advisor with RFG Advisory, LLC based in Southlake, TX. Sean has over 13 years of experience in the financial services industry. Sean's firm manages approximately $3.86 billion in assets for over 17,800 clients. Sean also works with Cross Timbers Financial Group and Financial Independence Group. Sean is a Certified Financial Planner and holds the Series 66, Series 7 and SIE licenses.

Firm Information

Sean McCauley is currently registered with RFG Advisory, LLC. RFG Advisory, LLC is an investment advisor headquartered in VESTAVIA HILLS, AL. The firm provides financial planning, pension consulting, and educational seminars to individuals, corporations, and trusts. They have over 84 licensed agents, 122 investment advisor representatives, and 75 registered representatives. RFG Advisory, LLC manages over $3.8 billion in assets for over 17,871 clients.
RFG Advisory, LLC

1400 URBAN CENTER DRIVE

VESTAVIA HILLS, AL 35242-2245

$3.86B

Assets Under Management

8

Total Clients

120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Sean McCauley’s Registration & Firm History

TX

03/06/2023 - Present

RFG Advisory, LLC (SOUTHLAKE TX)

TX

04/27/2016 - 03/19/2023

AMERIPRISE FINANCIAL SERVICES, LLC (Fort Worth TX)

TX

02/27/2014 - 04/29/2016

USAA FINANCIAL ADVISORS, INC. (ADDISON TX)

TX

02/08/2012 - 01/02/2014

TD AMERITRADE, INC. (FORT WORTH TX)

TX

07/27/2011 - 01/24/2012

BBVA COMPASS INVESTMENT SOLUTIONS, INC (AZLE TX)

TX

07/27/2010 - 06/20/2011

CHASE INVESTMENT SERVICES CORP. (FT. WORTH TX)

TX

02/15/2010 - 05/06/2010

EDWARD JONES (COLLEYVILLE TX)

Not sure if Sean William McCauley is right for you?

Licenses & Designations

BOTH

Issued 02/26/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean William McCauley.
Not sure if Sean William McCauley is right for you?