Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean McCarthy is a registered representative with Northwestern Mutual Investment Services, LLC in West Hartford, CT. Sean holds a Series 63 license, as well as Series 7 and SIE registrations. Sean is a licensed securities professional and has been working in the industry since September 29, 2022. Sean has a strong background in the financial services industry and is committed to providing clients with personalized investment advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
CT
09/30/2022 - Present
Northwestern Mutual Investment Services, LLC (WEST HARTFORD CT)
BC
Issued 11/16/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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