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Sean William Lawrence

Seaport Global Securities LLC

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About Sean William Lawrence

Sean William Lawrence is a financial professional who is active in the brokerage industry since 2007. Sean is currently registered with Seaport Global Securities LLC and has been with the firm since May 2021. Prior to joining Seaport Global Securities LLC, Sean was employed with LIQUIDITY FINANCE LP, INTL FCSTONE FINANCIAL INC., INTL FCSTONE CREDIT TRADING LLC, and J.P. MORGAN SECURITIES INC.. Sean has a wide range of experience in the financial services industry and holds multiple licenses and certifications including Series 7, Series 55, Series 57TO, and Series 63. Sean has been registered in 52 states and is a licensed agent.

Firm Information

Sean Lawrence is currently registered with Seaport Global Securities LLC. Seaport Global Securities LLC is a Limited Liability Company formed in 2001 and is approved in 52 states and the District of Columbia. They are registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

92

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Lawrence’s Registration & Firm History

CT

05/21/2021 - Present

Seaport Global Securities LLC (GREENWICH CT)

CT

09/06/2019 - 01/10/2023

LIQUIDITY FINANCE LP (GREENWICH CT)

NY

05/01/2019 - 08/07/2019

INTL FCSTONE FINANCIAL INC. (NEW YORK NY)

NY

04/08/2009 - 05/01/2019

INTL FCSTONE CREDIT TRADING LLC (NEW YORK NY)

NY

10/01/2008 - 04/16/2009

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

12/03/2007 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

01/19/2007 - 09/14/2007

SEA PORT GROUP SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/13/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/18/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean William Lawrence.
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