Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Kelton is a financial advisor with Raymond James Financial Services Advisors, Inc. in Latham, New York. Sean has been in the financial industry since 2017 and has a wide range of experience in providing financial planning, investment management, and retirement planning services. Sean is a Certified Financial Planner (CFP®) and is also registered to offer securities and investment advisory services in multiple states. Sean holds a Series 7, Series 66, and SIE license. Sean is dedicated to helping clients reach their financial goals and has a deep understanding of the financial markets and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
10/13/2020 - Present
Raymond James Financial Services Advisors, Inc. (LATHAM NY)
NY
11/29/2017 - 09/27/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Latham NY)
BOTH
Issued 02/16/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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