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Sean William Hagerty

H.c.wainwright & CO., LLC

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About Sean William Hagerty

Sean Hagerty is a registered representative with H.c.wainwright & Co., LLC. Sean has been in the industry since May 27, 2014 and is licensed to sell securities in New York. Sean has passed the Series 63, Series 7, Series 79 and SIE exams.

Firm Information

Sean Hagerty is currently registered with H.c.wainwright & CO., LLC. H.c.wainwright & CO., LLC is a Limited Liability Company that was formed in April 2013. They are registered to conduct business in all 50 U.S. states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Hagerty’s Registration & Firm History

NY

05/28/2014 - Present

H.c.wainwright & CO., LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/29/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/2014

Series 7 - General Securities Representative Examination

BC

Issued 05/06/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean William Hagerty.
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