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Sean Willette

Cetera Advisors LLC

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About Sean Willette

Sean Willette is a financial advisor with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC and Cetera Investment Services LLC. Sean has over 25 years of experience in the financial services industry. Sean has held prior roles with Empower Financial Services, Inc., LPL Financial LLC, Charles Schwab & Co., Inc., Scudder Investor Services, Inc., and Western Financial Corporation. Sean is licensed to conduct business in Colorado.

Firm Information

Sean Willette is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Willette’s Registration & Firm History

CA

10/12/2023 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

CO

12/03/2014 - 11/08/2022

EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)

CA

09/07/2001 - 10/23/2014

LPL FINANCIAL LLC (SAN DIEGO CA)

TX

02/25/2000 - 10/06/2000

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

NY

05/15/1997 - 02/08/2000

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

CA

06/19/1995 - 02/26/1996

WESTERN FINANCIAL CORPORATION (SAN DIEGO CA)

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Licenses & Designations

BOTH

Issued 06/29/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/22/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/04/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Willette.
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