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Sean Wesley Patterson

Fidelity Brokerage Services LLC

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About Sean Wesley Patterson

Sean Wesley Patterson is a registered representative with Fidelity Brokerage Services LLC. Sean has passed the Series 7TO, Series 63, and SIE exams. Sean is registered with the Securities and Exchange Commission (SEC) and FINRA. Sean is also registered with the state of Texas. Sean has been in the financial services industry since September 28, 2023.

Firm Information

Sean Patterson is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Patterson’s Registration & Firm History

TX

09/28/2023 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 10/06/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/28/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/19/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Sean Wesley Patterson. Review regulatory record here.
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