Unclaimed
Sean Wesley Patterson is a registered representative with Fidelity Brokerage Services LLC. Sean has passed the Series 7TO, Series 63, and SIE exams. Sean is registered with the Securities and Exchange Commission (SEC) and FINRA. Sean is also registered with the state of Texas. Sean has been in the financial services industry since September 28, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/28/2023 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 10/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/19/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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