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Sean Wesley Mollard

Sutter Securities Inc.

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About Sean Wesley Mollard

Sean Mollard is a financial professional with over 18 years of experience in the financial services industry. Sean is currently registered with Sutter Securities Inc. Sean has held previous positions at several firms, including BOUTEADS SECURITIES, LLC, WESTPARK CAPITAL, INC., AEGIS CAPITAL CORP, DAWSON JAMES SECURITIES, INC., CHICAGO INVESTMENT GROUP, LLC, CAPITAL GROWTH FINANCIAL, LLC, and S.W. BACH & COMPANY. Sean holds Series 7, 62 and 63 licenses as well as the SIE exam. Sean is licensed in California, Colorado, Connecticut, Delaware, Florida, Georgia, New York, and Texas.

Firm Information

Sean Mollard is currently registered with Sutter Securities Inc.. Sutter Securities Inc. is a corporation that was formed on July 22, 1992. They are registered in all 50 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Mollard’s Registration & Firm History

FL

01/17/2021 - Present

Sutter Securities Inc. (Boca Raton FL)

FL

01/15/2021 - 03/01/2024

BOUSTEAD SECURITIES, LLC (Boca Raton FL)

FL

09/02/2014 - 01/25/2021

WESTPARK CAPITAL, INC. (BOCA RATON FL)

FL

07/08/2013 - 12/19/2013

AEGIS CAPITAL CORP. (BOCA RATON FL)

FL

05/23/2007 - 09/12/2012

DAWSON JAMES SECURITIES, INC. (BOCA RATON FL)

FL

08/21/2006 - 05/24/2007

CHICAGO INVESTMENT GROUP, LLC (BOCA RATON FL)

FL

03/21/2005 - 09/25/2006

CAPITAL GROWTH FINANCIAL, LLC (BOCA RATON FL)

NY

11/17/2003 - 03/22/2005

S.W. BACH & COMPANY (PORT WASHINGTON NY)

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Licenses & Designations

BC

Issued 09/05/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Sean Wesley Mollard. Review regulatory record here.
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