Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Wachter is a financial advisor with Kroll Securities LLC. Sean has been in the financial services industry since 2023 and holds Series 7TO, Series 79TO, Series 63 and SIE licenses. Sean is registered in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
08/21/2023 - Present
Kroll Securities LLC (CHICAGO IL)
BC
Issued 07/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2024
Series 7TO - General Securities Representative Examination
BC
Issued 08/21/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/23/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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