Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Summers is a financial advisor with over 15 years of experience in the industry. Sean is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked with CETERA ADVISOR NETWORKS LLC and EWT, LLC. Sean is licensed to provide financial advice in numerous states including California, Texas, Arizona, Florida, Nevada and Oregon. Sean provides a wide range of financial services including portfolio management for individuals and businesses, pension consulting, educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/24/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WOODLAND HILLS CA)
CA
06/21/2021 - 08/02/2023
CETERA ADVISOR NETWORKS LLC (VALENCIA CA)
NY
03/27/2006 - 05/22/2006
EWT, LLC (NEW YORK NY)
BOTH
Issued 09/29/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/24/2021
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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