Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Kirkpatrick is a financial advisor who is registered with FINRA and the Securities and Exchange Commission (SEC). Sean is currently associated with J.p. Morgan Institutional Investments Inc. and is a registered representative of the firm. Sean has worked in the financial industry since June 2019. Sean holds Series 7TO, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/23/2021 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
TX
04/18/2019 - 07/07/2021
AMERICAN FUNDS DISTRIBUTORS, INC. (SAN ANTONIO TX)
IA
Issued 05/29/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2020
Series 7TO - General Securities Representative Examination
BC
Issued 04/18/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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