Unclaimed
Sean Vincent Henrie is a financial advisor registered with Cambridge Investment Research, Inc. Sean has been in the financial services industry since July 24, 2003. Sean is licensed to sell securities in California, Idaho, and Utah. Sean is a licensed Series 6 and Series 63 representative. Sean is also a holder of the Securities Industry Essentials Examination (SIE). Sean holds a current Series 6 registration. Sean is registered with FINRA. Cambridge Investment Research, Inc. is registered in Utah as a broker-dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
09/16/2015 - Present
Cambridge Investment Research, Inc. (West Jordan UT)
UT
08/01/2001 - 09/23/2013
EQUITY SERVICES, INC. (SOUTH JORDAN UT)
BC
Issued 08/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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