Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Carter has been in the financial services industry since January 10, 2000. Sean is currently registered with The Leaders Group, Inc. Sean holds the following licenses: Series 6, Series 63 and SIE. Sean is registered in Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/06/2016 - Present
THE Leaders Group, Inc. (LITTLETON CO)
OH
06/04/2003 - 08/15/2014
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
NY
08/07/1998 - 05/20/2003
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 07/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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