Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Stein is an Investment Advisor Representative with Buckman Advisory Group LLC, with over 25 years of experience in the financial services industry. Sean has held numerous positions throughout his career, including roles at Prudential Securities Incorporated, Dean Witter Reynolds Inc. and Raymond James Financial Services, Inc. Sean specializes in Financial Planning, Portfolio Management for Businesses, and Portfolio Management for Individuals. Sean has a broad range of experience, serving clients such as high-net-worth individuals, corporations and other businesses, charitable organizations, and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
12/13/2016 - Present
Buckman Advisory Group LLC (Boca Raton FL)
FL
03/30/2010 - 07/24/2015
JHS CAPITAL ADVISORS, LLC (BOCA RATON FL)
FL
06/27/2008 - 03/30/2010
GUNNALLEN FINANCIAL, INC (DEERFIELD BEACH FL)
FL
06/16/2003 - 07/01/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (DEERFIELD BEACH FL)
NY
10/29/1999 - 06/24/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/28/1997 - 11/09/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CA
10/31/1996 - 02/05/1997
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
BC
Issued 01/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/09/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 10/30/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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