Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Timothy Sullivan is a financial professional registered with Middle Market Transactions, Inc. in St. Louis, Missouri. Sean has been in the industry since December 30, 2021, and holds the Series 63, Series 79TO and SIE licenses. He is currently registered with the state of Missouri as a Broker-Dealer. Sean previously worked with Barclays Capital Inc. in Chicago, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MO
10/16/2023 - Present
Middle Market Transactions, Inc. (ST. LOUIS MO)
IL
08/09/2021 - 05/24/2023
BARCLAYS CAPITAL INC. (CHICAGO IL)
BC
Issued 08/21/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/02/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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