Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Timothy Kearney is a financial advisor currently registered with Morgan Stanley. Sean has over 22 years of experience in the financial services industry. Sean has Series 3, 4, 7, 9, 10, 24, 55, 63, and 65 licenses. Prior to joining Morgan Stanley, Sean was a registered representative with G1 Execution Services, LLC and GVR Company. Sean is a licensed securities agent in Illinois and Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
10/07/2022 - Present
Morgan Stanley (Chicago IL)
IL
06/05/2001 - 09/16/2014
G1 EXECUTION SERVICES, LLC (CHICAGO IL)
IL
04/26/2000 - 06/05/2001
GVR COMPANY (CHICAGO IL)
IA
Issued 01/20/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2019
Series 4 - Registered Options Principal Examination
BC
Issued 12/28/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/03/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/26/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2017
Series 3 - National Commodity Futures Examination
BC
Issued 04/15/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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