Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Hagerty is a financial advisor currently registered with UBS Financial Services Inc. Sean has been in the financial services industry since March 8, 2000 and has a wide range of experience working with individuals and businesses. Sean has held previous roles at Comprehensive Financial Services, Inc., The Lincoln National Life Insurance Company, Lincoln Financial Advisors Corporation, Equico Securities, Inc., and The Equitable Life Assurance Society of the United States. Sean is dedicated to providing personalized financial advice and investment management services to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MD
02/12/2019 - Present
UBS Financial Services Inc. (BALTIMORE MD)
NA
02/17/1995 - 12/31/1995
COMPREHENSIVE FINANCIAL SERVICES, INC.
IN
02/05/1992 - 01/26/1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IN
02/05/1992 - 06/23/1994
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
NY
09/16/1991 - 02/12/1992
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
09/16/1991 - 02/12/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 06/16/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/13/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sean Hagerty is the right advisor for you? Invested Better is here to help.
