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Sean Timothy Duran

B.b. Graham & Company, Inc.

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About Sean Timothy Duran

Sean Timothy Duran is a financial advisor currently registered with B.b. Graham & Company, Inc. Sean has been working in the financial services industry since 1996. Sean has experience working at other firms including SHOPOFF SECURITIES, INC., DFC INVESTOR SERVICES, PMB SECURITIES CORP., MORGAN STANLEY DW INC., GORE-HORVATH, INC., and PACIFIC COAST FINANCIAL SECURITIES, INC.. Sean is licensed to provide financial advice in California. Sean has a Series 7, Series 24, and Series 63 license.

Firm Information

Sean Duran is currently registered with B.b. Graham & Company, Inc.. B.b. Graham & Company, Inc. is a California-based corporation founded in June 1996. The firm provides financial planning and investment advisory services to individuals, high-net-worth individuals, and other clients. They offer portfolio management services and are registered with the SEC and in all 50 states.
B.b. Graham & Company, Inc.

1700 W. KATELLA AVE.

ORANGE, CA 92867

$172.70M

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Sean Duran’s Registration & Firm History

CA

12/04/2013 - Present

B.b. Graham & Company, Inc. (ORANGE CA)

CA

06/27/2007 - 07/12/2012

SHOPOFF SECURITIES, INC. (IRVINE CA)

CA

03/02/2004 - 05/15/2007

DFC INVESTOR SERVICES (IRVINE CA)

CA

01/29/2003 - 02/26/2004

PMB SECURITIES CORP. (NEWPORT BEACH CA)

NY

11/19/2001 - 11/21/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

CA

01/27/1997 - 07/20/2001

GORE-HORVATH, INC. (HUNTINGTON BEACH CA)

NA

03/29/1996 - 01/23/1997

PACIFIC COAST FINANCIAL SECURITIES, INC.

NA

10/13/1993 - 07/20/1995

PACIFIC COAST FINANCIAL SECURITIES, INC.

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Licenses & Designations

BC

Issued 10/15/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/13/1997

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Sean Timothy Duran. Review regulatory record here.
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