Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Timothy Carey is a financial advisor with Invesco Distributors, Inc. Sean has been in the financial services industry since March 20, 1996. Sean is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7 and Series 63 licenses. Sean is also registered as an Investment Advisor Representative in all 50 states, the District of Columbia and Puerto Rico. Sean has a history of working with other financial firms including OppenheimerFunds Distributor, Inc., Raymond James Financial Services, Inc., Morgan Stanley DW Inc. and Paine Webber Incorporated. Sean is based in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/25/2019 - Present
Invesco Distributors, Inc. (NEW YORK NY)
NY
04/03/2003 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
FL
12/12/2002 - 02/12/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
09/17/1997 - 12/06/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
12/08/1995 - 07/28/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 09/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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