Invested Better
Unclaimed

Unclaimed

Unclaimed

Sean Thomas Walker

Fidelity Distributors Co. LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Sean? Claim Your Profile

About Sean Thomas Walker

Sean Thomas Walker is a financial professional with over 15 years of experience in the industry. Currently, Sean is registered with Fidelity Distributors Co. LLC and has been with the company since 2016. Prior to joining Fidelity, Sean was registered with PYRAMIS DISTRIBUTORS CORPORATION LLC and MFS FUND DISTRIBUTORS, INC. Sean holds the Series 6, 7, 22, and 63 licenses. Sean is registered to provide investment advice in all 50 states and the District of Columbia.

Firm Information

Sean Walker is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Sean Walker’s Registration & Firm History

NH

05/12/2016 - Present

Fidelity Distributors Co. LLC (MERRIMACK NH)

NH

06/17/2014 - 05/12/2016

PYRAMIS DISTRIBUTORS CORPORATION LLC (MERRIMACK NH)

MA

01/12/2001 - 12/19/2006

MFS FUND DISTRIBUTORS, INC. (BOSTON MA)

Not sure if Sean Thomas Walker is right for you?

Licenses & Designations

BC

Issued 07/09/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/2014

Series 7 - General Securities Representative Examination

BC

Issued 02/27/2004

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 01/10/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Thomas Walker.
Not sure if Sean Thomas Walker is right for you?