Unclaimed
Sean Thomas Walker is a financial professional with over 15 years of experience in the industry. Currently, Sean is registered with Fidelity Distributors Co. LLC and has been with the company since 2016. Prior to joining Fidelity, Sean was registered with PYRAMIS DISTRIBUTORS CORPORATION LLC and MFS FUND DISTRIBUTORS, INC. Sean holds the Series 6, 7, 22, and 63 licenses. Sean is registered to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
05/12/2016 - Present
Fidelity Distributors Co. LLC (MERRIMACK NH)
NH
06/17/2014 - 05/12/2016
PYRAMIS DISTRIBUTORS CORPORATION LLC (MERRIMACK NH)
MA
01/12/2001 - 12/19/2006
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 07/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/27/2004
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/10/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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