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Sean Thomas Sweeney

Blackrock Investments, LLC

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About Sean Thomas Sweeney

Sean Thomas Sweeney is a financial advisor with Blackrock Investments, LLC. Sean has been in the financial services industry since February 25, 2020. Sweeney is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, 63, and SIE licenses. Sean is registered to provide investment advice in all 50 states and the District of Columbia. Prior to joining Blackrock Investments, LLC, Sean was employed by Raymond James & Associates, Inc. and HRC Fund Associates, LLC.

Firm Information

Sean Sweeney is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Sweeney’s Registration & Firm History

MA

06/28/2022 - Present

Blackrock Investments, LLC (BOSTON MA)

MA

09/17/2020 - 05/31/2022

RAYMOND JAMES & ASSOCIATES, INC. (Boston MA)

NY

06/14/2019 - 01/30/2020

HRC FUND ASSOCIATES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/15/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/14/2019

Series 7TO - General Securities Representative Examination

BC

Issued 12/14/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Thomas Sweeney.
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