Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Thomas Riley is a financial advisor currently associated with Tourmaline Partners, LLC. Sean Riley has been in the industry since 2008. Sean Riley is a registered representative with FINRA. Sean Riley holds a Series 6, Series 7, Series 24, Series 55, Series 57, and Series 63 license. Sean Riley is licensed in California, Colorado, Connecticut, Florida, Massachusetts, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
10/20/2016 - Present
Tourmaline Partners, LLC (Morristown NJ)
NY
03/08/2000 - 02/22/2002
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
02/16/1994 - 02/29/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/11/1993 - 11/16/1993
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 10/28/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2016
Series 57 - Securities Trader Exam
BC
Issued 10/20/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/29/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/08/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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