Unclaimed
Sean Thomas Powell is a financial advisor with Raymond James Financial Services Advisors, Inc. based in Sioux Falls, SD. Sean has been in the financial industry since 2019. Sean is registered with the Financial Industry Regulatory Authority (FINRA) as a registered representative (Series 7) and holds the following securities licenses: Series 63, Series 66 and SIE. Sean also holds registrations as an investment advisor representative (IAR) in South Dakota and Texas. In addition to working with Raymond James, Sean also has a relationship with Security Savings Bank in Sioux Falls, SD, and Security Wealth Management, also located in Sioux Falls. Sean's experience, knowledge and licenses allows him to provide financial advice to individuals, businesses, insurance companies, charitable organizations, pension and profit-sharing plans and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
SD
08/12/2024 - Present
Raymond James Financial Services Advisors, Inc. (Sioux Falls SD)
SD
02/11/2019 - 08/19/2024
LPL FINANCIAL LLC (SIOUX FALLS SD)
BOTH
Issued 03/08/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/11/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/14/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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