Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean O'Bannon is an investment advisor representative at Edelman Financial Engines in Walnut Creek, CA. Sean has been in the industry since 2001 and has worked for a number of firms, including Raymond James Financial Services, Inc., Banc of America Investment Services, Inc., and Morgan Stanley DW Inc. Sean holds Series 7, 31, 63, and 65 licenses. Sean specializes in financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
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2
CA
11/30/2016 - Present
Edelman Financial Engines (WALNUT CREEK CA)
CA
09/27/2006 - 01/05/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (LARKSPUR CA)
CA
08/27/2003 - 06/07/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (FREMONT CA)
NY
01/23/2001 - 01/13/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 02/09/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 01/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
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