Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean McDermott is a financial professional with over 30 years of experience in the financial services industry. Sean is currently registered with Piper Sandler & Co. in San Francisco, CA. Sean has previously been registered with Jefferies LLC., Lehman Brothers Inc., and Garage.com Securities, Inc.. Sean holds the Series 63, Series 7, and SIE licenses. Sean McDermott is also registered with the following states: Alaska, California, Colorado, Connecticut, Florida, Illinois, Iowa, Massachusetts, Minnesota, Montana, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Texas, Utah, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/13/2015 - Present
Piper Sandler & Co. (SAN FRANCISCO CA)
CA
12/02/2003 - 07/23/2015
JEFFERIES LLC (SAN FRANCISCO CA)
NY
01/10/2001 - 10/28/2003
LEHMAN BROTHERS INC. (NEW YORK NY)
CA
06/27/2000 - 09/26/2000
GARAGE.COM SECURITIES, INC. (PALO ALTO CA)
NY
05/26/1993 - 03/13/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 10/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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