Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Kilduff is a financial advisor with UBS Financial Services Inc. Sean has been in the securities industry since August 15, 1993. Sean has a Series 7, Series 31, and Series 63 license as well as a Series 65 license. Sean specializes in providing financial advice to high-net-worth individuals, corporations, and other businesses, as well as pension and profit-sharing plans, charitable organizations, and insurance companies. Sean is also a member of the advisory board of Medpower LLC, a provider of cloud-hosted, custom SaaS e-learning solutions for the healthcare industry. Sean is registered in the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
11/09/2007 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
04/02/2007 - 11/05/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
02/05/1999 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
NJ
09/26/1995 - 02/18/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/03/1993 - 09/12/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 04/02/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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