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Sean Thomas Flaherty

PNC Investments

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About Sean Thomas Flaherty

Sean Flaherty is an investment advisor representative at PNC Investments in Pittsburgh, Pennsylvania. Sean has been in the securities industry since June 2013. Sean holds the Series 6, 7, 24, 63, and 65 licenses. Sean is registered to provide investment advice in Pennsylvania. Sean has specialized in providing financial advice to individuals, businesses, corporations, insurance companies, pension and profit-sharing plans, and charitable organizations. Sean's previous experience includes working at Waddell & Reed.

Firm Information

Sean Flaherty is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Sean Flaherty’s Registration & Firm History

PA

10/01/2015 - Present

PNC Investments (PITTSBURGH PA)

PA

06/03/2013 - 09/19/2015

WADDELL & REED (PITTSBURGH PA)

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Licenses & Designations

IA

Issued 04/04/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/14/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/20/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/2014

Series 7 - General Securities Representative Examination

BC

Issued 06/01/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Thomas Flaherty.
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