Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Thomas Ellis is a registered representative with CTC, LLC. Sean has been in the securities industry since 2012, and has a Series 56 and Series 57TO license. Sean was previously registered with CTC L.L.C. from 2012 to 2013. Currently, Sean is registered in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/23/2021 - Present
CTC, LLC (CHICAGO IL)
IL
09/17/2012 - 08/29/2013
CTC L.L.C. (CHICAGO IL)
BC
Issued 02/22/2021
Series 57TO - Securities Trader Exam
BC
Issued 09/14/2012
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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