Unclaimed
Sean Thomas Doucette is a financial advisor registered with Empower Advisory Group, LLC. Sean has been in the financial industry since 2007 and has experience working with a wide range of clients, including individuals, families, trusts, and businesses. Sean holds the Series 7, Series 63, and Series 65 licenses, as well as the SIE designation. Sean is committed to providing clients with personalized financial planning and investment management services. Prior to joining Empower Advisory Group, LLC, Sean worked for Citizens Securities, Inc., Scottrade, Inc., Ameritas Investment Corp., MML Investors Services, LLC, Next Financial Group, Inc., ING Financial Partners, Inc., BancNorth Investment Group, Inc., Fidelity Brokerage Services LLC, and American Express Financial Advisors Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
08/11/2020 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
MA
05/15/2018 - 07/15/2020
CITIZENS SECURITIES, INC. (MANSFIELD MA)
MA
10/12/2016 - 03/09/2018
SCOTTRADE, INC. (NATICK MA)
MA
03/04/2013 - 10/28/2016
AMERITAS INVESTMENT CORP. (WESTBOROUGH MA)
MA
07/30/2012 - 03/18/2013
MML INVESTORS SERVICES, LLC (HOLDEN MA)
NH
01/31/2011 - 07/31/2012
NEXT FINANCIAL GROUP, INC. (NASHUA NH)
MA
10/30/2009 - 10/26/2010
ING FINANCIAL PARTNERS, INC. (WORCESTER MA)
MA
05/07/2008 - 06/26/2009
BANCNORTH INVESTMENT GROUP, INC. (WORCESTER MA)
MA
11/21/2006 - 01/15/2008
FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)
MN
10/22/2003 - 09/07/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
IA
Issued 05/21/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/2006
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/05/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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