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Sean Thomas Doucette

Empower Advisory Group, LLC

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About Sean Thomas Doucette

Sean Thomas Doucette is a financial advisor registered with Empower Advisory Group, LLC. Sean has been in the financial industry since 2007 and has experience working with a wide range of clients, including individuals, families, trusts, and businesses. Sean holds the Series 7, Series 63, and Series 65 licenses, as well as the SIE designation. Sean is committed to providing clients with personalized financial planning and investment management services. Prior to joining Empower Advisory Group, LLC, Sean worked for Citizens Securities, Inc., Scottrade, Inc., Ameritas Investment Corp., MML Investors Services, LLC, Next Financial Group, Inc., ING Financial Partners, Inc., BancNorth Investment Group, Inc., Fidelity Brokerage Services LLC, and American Express Financial Advisors Inc.

Firm Information

Sean Doucette is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Sean Doucette’s Registration & Firm History

CO

08/11/2020 - Present

Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)

MA

05/15/2018 - 07/15/2020

CITIZENS SECURITIES, INC. (MANSFIELD MA)

MA

10/12/2016 - 03/09/2018

SCOTTRADE, INC. (NATICK MA)

MA

03/04/2013 - 10/28/2016

AMERITAS INVESTMENT CORP. (WESTBOROUGH MA)

MA

07/30/2012 - 03/18/2013

MML INVESTORS SERVICES, LLC (HOLDEN MA)

NH

01/31/2011 - 07/31/2012

NEXT FINANCIAL GROUP, INC. (NASHUA NH)

MA

10/30/2009 - 10/26/2010

ING FINANCIAL PARTNERS, INC. (WORCESTER MA)

MA

05/07/2008 - 06/26/2009

BANCNORTH INVESTMENT GROUP, INC. (WORCESTER MA)

MA

11/21/2006 - 01/15/2008

FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)

MN

10/22/2003 - 09/07/2004

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 05/21/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/12/2006

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 11/05/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Sean Thomas Doucette. Review regulatory record here.
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